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samedi 12 avril 2025

Les différences entre le contre-interrogatoire d'un témoin ordinaire et d'un accusé

R. v Borden, 2017 NSCA 45

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[114]   Cross-examination is of fundamental importance.  It is recognized as a component of the right to make full answer and defence, protected by ss. 7 and 11(d) of the Charter.  (See R. v. Osolin1993 CanLII 54 (SCC), [1993] 4 S.C.R. 595; R. v. Lyttle2004 SCC 5 (CanLII), [2004] 1 S.C.R. 193).  

[115]   The purpose of cross-examination is not just to ask random questions or have a witness repeat what they said in direct examination.  Rather, it is to weaken the evidence given on direct, support the cross-examiner’s case or to discredit a witness.  Sopinka[1] describes these principles and the breadth accorded a cross-examiner:

§16.127  The oft-quoted words of Wigmore that cross-examination is “beyond any doubt the greatest legal engine ever invented for the discovery of truth” indicate its great value in the conduct of litigation. Three purposes are generally attributed to cross-examination:

(1)  to weaken, qualify or destroy the opponent’s case;

(2)  to support the party’s own case through the testimony of the opponent’s witnesses;

(3)  to discredit the witness.

To accomplish these ends, counsel is given wide latitude and there are, accordingly, very few restrictions placed on the questions that may be asked or the manner in which they may be put. Any question which is relevant to the substantive issues or to the witness’ credibility is allowed.  It appears that the scope of cross-examination is wide enough to permit questions which suggest facts which cannot be proved by other evidence.

[116]   There are important differences between the permitted scope for ordinary witnesses and an accused.  Ordinary witnesses can be cross-examined as of right, not just on all relevant matters, but also generally on prior disreputable conduct.

[117]   That conduct, if not relevant to some matter in issue at trial, only goes to credibility.  Subject to one important exception, the cross-examiner may be stuck with the answer he or she gets—as contradictory evidence may be precluded by the collateral fact rule. 

[118]   That important exception is the ability to prove a prior conviction, should the witness deny its existence or refuses to answer (s. 12(1.1) CEA).

[119]   However, when an accused testifies, cross-examination on prior discreditable conduct is limited to instances that have resulted in convictions.  This distinction was clearly explained by Martin J.A. in R. v. Davison, DeRosie and MacArthur (1974), 1974 CanLII 787 (ON CA), 20 C.C.C. (2d) 424 (Ont. C.A.):

[63]  An accused who gives evidence has a dual character. As an accused he is protected by an underlying policy rule against the introduction of evidence by the prosecution tending to show that he is a person of bad character, subject, of course, to the recognized exceptions to that rule. As a witness, however, his credibility is subject to attack. If the position of an accused who gives evidence is assimilated in every respect to that of an ordinary witness he is not protected against cross- examination with respect to discreditable conduct and associations.

[64]  If an accused could in every case be cross-examined with a view to showing that he is a professional criminal under the guise of an attack upon his credibility as a witness it would be virtually impossible for him to receive a fair trial on the specific charge upon which he is being tried. It is not realistic to assume that, ordinarily, the jury will be able to limit the effect of such a cross-examination to the issue of credibility in arriving at a verdict.

. . .

 [71]  It seems reasonable to assume that Kerwin, J., in the passage quoted above, did not intend to cast doubt on the well-established principle that an ordinary witness may be cross-examined with respect to discreditable conduct and associations, unrelated to the subject-matter of his testimony, as a ground for disbelieving his evidence (Phipson on Evidence, 11th ed. (1970), at p. 654), but was rather enunciating a principle peculiarly applicable to an accused.

. . .

 [73]  I conclude that, save for cross-examination as to previous convictions permitted by s. 12 of the Canada Evidence Act, an accused may not be cross-examined with respect to misconduct or discreditable associations unrelated to the charge on which he is being tried for the purpose of leading to the conclusion that by reason of his bad character he is a person whose evidence ought not to be believed. Cross-examination, however, which is directly relevant to prove the falsity of the accused’s evidence does not fall within the ban, notwithstanding that it may incidentally reflect upon the accused’s character by disclosing discreditable conduct on his part.

See also: R. v. Burgar2010 ABCA 318.

[120]   To ensure trial fairness, s. 12 of the CEA has been interpreted by the Supreme Court of Canada to give to a trial judge the discretion to prohibit or limit the cross-examination of an accused on his/her criminal record (R. v. Corbett1988 CanLII 80 (SCC), [1988] 1 S.C.R. 670).

[121]   There are other distinctions regarding the ability to cross-examine an ordinary witness as opposed to an accused.  Absent an accused putting his or her character in issue, an accused cannot be cross-examined on having received a conditional or absolute discharge (R. v. Danson (1982), 1982 CanLII 1916 (ON CA), 66 C.C.C. (2d) 369 (Ont. C.A.) and R. v. Sark (2004), 2004 NBCA 2 (CanLII), 182 C.C.C. (3d) 530 (N.B. C.A.)).

[122]   But there is no such restriction for a non-accused witness.  R. v. Cullen (1989), 1989 CanLII 7241 (ON CA), 52 C.C.C. (3d) 459 illustrates.  The main Crown witness had received a conditional discharge on a charge of possession of burglar’s tools.  The trial judge restricted the defence in its cross-examination because he had been granted a conditional discharge for the offence.  A new trial was ordered by the Ontario Court of Appeal.  Galligan J.A. explained (p. 463):

In my opinion those authorities show that, for the purpose of challenging a witness’ credibility, cross-examination is permissible to demonstrate that a witness has been involved in discreditable conduct. Possession of burglar’s tools is an offence that could contain an element of dishonesty. A person involved in such an offence is a person who could be considered to have been involved in discreditable conduct. In my opinion, therefore, the trial judge’s restriction of defence counsel’s cross-examination within the parameters of s. 12(1) of the Canada Evidence Act deprived the defence of the opportunity to bring to the attention of the jury circumstances which may very well have assisted the jury in deciding what weight it would place upon the complainant’s evidence.

[123]   Furthermore, while an accused can only be cross-examined on the bare bones of his or her criminal record, the charge, the date and the punishment imposed, an ordinary witness can be cross-examined on the underlying facts of the conviction (R. v. Miller (1998), 1998 CanLII 5115 (ON CA), 131 C.C.C. (3d) 141 (Ont. C.A.)).  Indeed, an ordinary witness can even be cross-examined on the underlying facts behind outstanding charges (R. v. Gonzague (1983), 1983 CanLII 3541 (ON CA), 4 C.C.C. (3d) 505 (Ont. C.A.)).

[124]   What flows from this state of the law is that counsel for the appellant needed no judicial fiat to cross-examine Ricky Borden, or any crown witness, on prior discreditable conduct or associations, and if conduct resulted in a criminal conviction, the date, punishment imposed and the underlying facts.  On the other hand, the appellant could have sought a ruling (prior to testifying) from the trial judge to restrict the Crown from cross-examining him on his criminal record, including recent offences for the very conduct that he was on trial for. 

Un témoin ordinaire peut être contre-interrogé sur toute conduite indigne

R. v. Cullen, 1989 CanLII 7241 (ON CA)

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When making the ruling it seems apparent that the trial judge had in mind the provisions of s. 12(1) of the Canada Evidence Act, R.S.C. 1985, c. C-5. That section provides that a witness may be questioned as to whether he has been convicted of any offence. In R. v. Davison and DeRosie (1974), 20 C.C.C. (2d) 422, 6 O.R. (2d) 101 (S.C.), Martin J.A. giving the judgment of this court held that the narrow limitations upon cross-examination imposed by s. 12(1) of the Canada Evidence Act applied to the cross-examination of an accused person but did not apply to the case of an ordinary witness. He made reference to the "well established principle that an ordinary witness may be cross-examined with respect to discreditable conduct ...". Reference should also be made to the decision of the Supreme Court of Canada in Titus v. The Queen (1983), 2 C.C.C. (3d) 321, 144 D.L.R. (3d) 577, [1983] 1 S.C.R. 259. In that case the Supreme Court of Canada held that a Crown witness could be cross-examined with respect to the circumstances in an outstanding indictment which had not come to trial by the time he testified. 

In my opinion those authorities show that, for the purpose of challenging a witness's credibility, cross-examination is permissible to demonstrate that a witness has been involved in discreditable conduct. Possession of burglar's tools is an offence that could contain an element of dishonesty. A person involved in such an offence is a person who could be considered to have been involved in discreditable conduct. In my opinion, therefore, the trial judge's restriction of defence counsel's cross-examination within the parameters of s. 12(1) of the Canada Evidence Act deprived the defence of the opportunity to bring to the attention of the jury circumstances which may very well have assisted the jury in deciding what weight it would place upon the complainant's evidence. 

La doctrine et la jurisprudence reconnaissent qu’un appel au 9-1-1 est une exception à la règle du ouï-dire

R. c. Hudon-Barbeau, 2017 QCCS 5853

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[16]   La doctrine et la jurisprudence reconnaissent qu’un appel au 9-1-1 est une exception à la règle du ouï-dire. L’appel au 9-1-1 fait partie de la res gestae et fait preuve de son contenu :

7:120.20.10 – Contemporaneity

[…]

A common form of res gestae statements is 911 calls made during or following the commission of a crime.

[…]

7:120.20.50 – Whose Declaration

The statement can be made by any person who perceived the dramatic event and need not involve a victim-declarant. The rationale for admission is not based on the status of the witness in respect of the offence or the trial, but rather on the reliability of the statement as it arises out of the impact of the "overpowering event"[3].

[17]   Dans l’arrêt R. v. Sylvain, 2014 ABCA 153, la Cour d’appel de l’Alberta réitère que les appels faits au 9-1-1 ont souvent été admis en vertu de la règle de la res gestae qui est une exception à la règle du ouï-dire et souligne aussi que les appels au 9-1-1 au milieu d’un crime sont souvent des appels à l’aide à une tierce personne qui, en l’occurrence, est la répartitrice au 9-1-1 :

 [34]     A review of the case law confirms that 911 calls have often been admitted under the  res gestae exception to hearsay […] In today’s information technology world, a 911 call in the middle of a crime is akin to a cry for help heard by someone nearby. In these circumstances, the someone nearby happens to be the 911 operator. 

[…]

[40]      When considering the particular issues underlying this appeal, the ultimate issue is not whether the 911 call is admissible under the res gestae exception to the hearsay rule, as we have found, but rather the use to which it can be put once admitted.  Res gestae statements are admitted for the truth of their contents […] Certainly, a 911 call qualifying as  res gestae may be relevant to the time and place of the events, or the emotional state of those involved […] To this we would add that a 911 call may also be relevant to the physical state of the person making the call. In this case, the only issue was consent, and the emotional state of the complainant, as revealed in the 911 call, was evidence on that point […] The 911 call was also evidence of the sequence of events and the physical state of the complainant at the time of the call.

[18]   Dans l’arrêt R. c. Head2014 MBCA 59, la Cour d’appel du Manitoba mentionne qu’une déclaration est suffisamment contemporaine même si elle est faite peu de temps après la fuite des lieux du déclarant. De plus, la garantie de fiabilité d’une déclaration peut provenir de la situation elle-même. En effet, si le déclarant est soumis à un tel stress ou à une telle pression liée aux évènements, il se peut que le risque qu’il puisse avoir inventé ou déformé la réalité soit écarté :

[31]      The analysis as to whether a declarant’s statement if sufficiently contemporaneous is functional. A circumstantial guarantee of trustworthiness comes from the declarant being under such stress of pressure from the triggering event that the possibility of concoction or distortion when making the statement can safely be disregard (R. v. Clark (1983), 1983 CanLII 1805 (ON CA)42 O.R. (2d) 609 at 622 (C.A.), leave to appeal to C.C.C. ref’d, [1983] S.C.C.A. No. 253 (QL)).

[34]      When hearsay evidence satisfies a traditional recognized exception to the hearsay rule, it is admissible unless it is a rare case where it does not satisfy the indicia of necessity and reliability required by the principled approach to the hearsay rule (Mapara at para. 15).

[19]   L’arrêt R. v. Moore and Williams2014 ONSC 650 est au même effet aux par. 16 et 17 :

[16]      One of the traditional exception is the exception for spontaneous declarations, which applies « if the statement was made by a person so emotionally overpowered by a contemporaneous event that the possibility of concoction or distortion can be disregarded. »

[17]      Professor Wigmore explained the principle underlying this exception as follows:

The general principle is based on the experience that, under certain circumstances of physical shock, s stress of nervous excitement may be produced which stills the reflective faculties and removes their control so that the utterance which then occurs is a spontaneous and sincere response to the actual sensations and perceptions already produced by the external shock. Since the utterance is made under the immediate and uncontrolled domination of the senses, and during the brief period when considerations of self-interest could not have been brought fully to bear by reasoned reflection, the utterance may be taken as particularly trustworthy (or at least as lacking the usual grounds of untrustworthiness) and thus as expressing the real tenor of the speaker’s belief as to the facts just observed by him; and may therefore be received as testimony to those facts.

[20]   L’appel au 9-1-1 est ainsi admissible.

[21]   À cet égard, la Défense n’attaque pas la validité de la règle de la res gestae en soi. Comme le note la Cour suprême, ce n’est que dans des « rares cas » que la preuve relevant d’une exception existante et valide à l’exclusion du ouï-dire ne présentera pas les indices de nécessité et de fiabilité requis[4].

[22]   Les arguments de la Défense, selon lesquels l’appel 9-1-1 n’est pas admissible parce qu’il n’a pas été fait par la victime et parce qu’il a été fait hors la présence de l’accusé, ne sont pas étayés par la jurisprudence[5].

[23]   Le témoin rapporte ses propres observations relativement aux incidents qui viennent tout juste de se produire alors qu’il était à proximité des lieux.

[24]   Le contenu même de l’appel, le ton employé et le langage familier démontrent l’état de stress dans lequel il se trouvait et l’insistance manifestée pour que les secours arrivent au plus tôt.

[25]   Ces éléments joints à la contemporanéité des événements ne laissent aucun doute quant à la pertinence des propos qui sont rapportés par le témoin et comportent toutes les garanties de fiabilité permettant d’admettre en preuve l’appel au 9-1-1.

[26]    Quant aux indices de nécessité, le Tribunal fait siens les propos de la Cour d’appel de l’Alberta dans l’arrêt Sylvain, précité :

[33] As for necessity, where, for some reason, the person making the 911 call is unable to testify, then the necessity branch of the test is clearly met: R v Nicholas (2004), 2004 CanLII 13008 (ON CA)184 OAC 139 at paras 90-9270 OR (3d) 1 (CA). Where, as here, the caller did testify, the objection to hearsay statements arising from the absence of an opportunity to cross-examine is negated. More fundamentally though, the “excited utterances” exception to the hearsay rule does not arguably contain a necessity requirement. The policy underlying the necessity requirement is rooted in the “best evidence” proposition. Typically, that will be in-court testimony. But as pointed out by Justice David Paciocco in “The Perils and Potential of Prior Consistent Statements: Let’s Get It Right” (2013) 17:2 Can Crim L Rev 181 [Paciocco] at 192-193:

... [T]he “necessity” component performs a “best evidence” function. It exists to ensure that if it is possible to present “better evidence” in the form of in-court testimony, parties should not be permitted to resort to hearsay proof...

The res gestae exceptions do not have a necessity requirement ... In-court testimony may not be better evidence than “excited utterances” because in-court testimony is not uttered in the pressure of the moment before an opportunity to concoct has arisen ...

Les objectifs d'un contre-interrogatoire

R v Sylvain, 2014 ABCA 153

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[94]           Third, the appellant cites R. v I.I.2013 ABCA 2, 542 AR 52, and argues that the Crown only cross-examined him on collateral points. I.I. does not stand for the proposition that the Crown has an obligation to cross-examine an accused person on any particular topic. I.I. is a case about juries, and when and how a jury should be instructed when the Crown adopts a particular strategy at trial: I.I. at para. 13.

[95]           The purpose of cross-examination is to explore the evidence of the witness, exposing weaknesses, biases, and inaccuracies, and thereby assist in the truth finding process. It has been said that cross-examination is more an art than a science, and the selection of appropriate questions and topics for cross-examination is one of the key skills of legal advocacy: E.F.B. Johnston, Q.C., The Art of Cross Examination, [1936] 2 DLR 673.  

La mise en preuve d'un appel 911

R v Sylvain, 2014 ABCA 153

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Hearsay and Res Gestae

 

[28]           The defence position is that the 911 call would potentially be inadmissible as hearsay, or alternatively because it is a prior consistent statement. The Crown contends that the 911 call was properly admissible as part of the res gestae and that the findings of fact made by the trial judge confirm that the evidence would have been admitted had a voir dire been requested. In particular, the Crown argues that the stress and immediacy of the ongoing sexual assault brings the 911 call within the res gestae exception.

 

[29]           While admitting the 911 call without a voir dire or at least some discussion on its admissibility and the proper use that could be made of it was unfortunate, defence counsel did not object to the admission of the 911 tape, and effectively waived any voir dire on those issues. Defence counsel’s decision not to object to admission, and her subsequent use of the 911 call in cross-examination, are relevant considerations in the disposition of this appeal: R v SGT2010 SCC 20 at paras 35-37, [2010] 1 SCR 688.

 

[30]           The starting point is this. As a general principle, res gestae statements are admissible as an exception to the hearsay rule: R v Khan (1988), 1988 CanLII 7106 (ON CA), 42 CCC (3d) 197, 27 OAC 142 at para 21 (Ont CA) [Khan]; R v Ratten[1972] AC 378 at 389-391 (PC)Res gestae as a category has been criticized as being an unhelpful generality that actually encompasses several discrete exceptions to the hearsay rule: David M. Paciocco & Lee Stuesser, The Law of Evidence, 6th ed (Toronto: Irwin Law, 2011) [Paciocco and Stuesser] at 173. That said, the particular exception involved here relates to “excited utterances” as explained by Paciocco and Stuesser, supra at 177:

 

A statement relating to a startling event or condition may be admitted to prove the truth of its contents if it is made while the declarant is under the stress of excitement caused by the event or condition.

 

[31]           The rationale for admitting a statement in this category for the truth of its contents is that the stress or pressure under which the statement was made can be said to safely discount the possibility of concoction: see R v Klippenstein (1981), 1981 ABCA 14 (CanLII), 26 AR 568 at para 17, 57 CCC (2d) 393 (Alta CA); R v Clark (1983), 1983 CanLII 1805 (ON CA), 42 OR (2d) 609 at 623, 7 CCC (3d) 46 (Ont CA); R v Slugoski (1985), 1985 CanLII 631 (BC CA), 17 CCC (3d) 212 at 227, 43 CR (3d) 369 (BCCA). To avoid the prospect of fabrication, the statement should be reasonably contemporaneous with the alleged occurrence. However, exact contemporaneity with the event is not required: Clarksupra at 623; Khansupra at para 25R v Dakin (1995), 1995 CanLII 1106 (ON CA), 80 OAC 253 at para 20, 1995 CarswellOnt 4827 (CA).

 

[32]           The excited utterances exception under the common law is also consistent with the principled exception to the hearsay rule: R v Mackenzie2011 ONSC 6770 at para 10, 2011 CarswellOnt 12578. The reliability of “excited utterances” comes from the absence of an opportunity to concoct a story. It is true that the mere making of a 911 call does not necessarily bring that call within the “excited utterances” exception. The defence might well argue, as it did here, that the fact the call was made is equally consistent with the fact it was concocted. That is why a trial judge must assess all the relevant evidence relating to the call, including the content, timing and circumstances of a 911 call, and determine whether in light of all the evidence, it properly falls within the “excited utterances” category.  

 

[33]           As for necessity, where, for some reason, the person making the 911 call is unable to testify, then the necessity branch of the test is clearly met: R v Nicholas (2004), 2004 CanLII 13008 (ON CA), 184 OAC 139 at paras 90-92, 70 OR (3d) 1 (CA). Where, as here, the caller did testify, the objection to hearsay statements arising from the absence of an opportunity to cross-examine is negated. More fundamentally though, the “excited utterances” exception to the hearsay rule does not arguably contain a necessity requirement. The policy underlying the necessity requirement is rooted in the “best evidence” proposition. Typically, that will be in-court testimony. But as pointed out by Justice David Paciocco in “The Perils and Potential of Prior Consistent Statements: Let’s Get It Right” (2013) 17:2 Can Crim L Rev 181 [Paciocco] at 192-193:

 

... [T]he “necessity” component performs a “best evidence” function. It exists to ensure that if it is possible to present “better evidence” in the form of in-court testimony, parties should not be permitted to resort to hearsay proof...

 

                        ...

 

The res gestae exceptions do not have a necessity requirement ... In-court testimony may not be better evidence than “excited utterances” because in-court testimony is not uttered in the pressure of the moment before an opportunity to concoct has arisen ...

 

[34]           A review of the case law confirms that 911 calls have often been admitted under the res gestae exception to hearsay: R v Villeda2011 ABCA 85 at para 22, 502 AR 83; Nicholassupra at para 89R v Hamilton2011 NSSC 305 at para 22, 284 CCC (3d) 386; R v Khan2010 ONCJ 580 at para 22, 2010 CarswellOnt 9254; R v Dessouza2012 ONSC 210 at para 30, 2012 CarswellOnt 980; R v Vukaj2012 BCSC 1396 at para 100, 2012 CarswellBC 2975; R v Freitas2010 ONSC 2031 at para 69, 2010 CarswellOnt 2811; R v Rahmanzadeh2005 CarswellOnt 944 at para 10R v Byrnes2012 ONSC 2090 at para 26, 2012 CarswellOnt 4003. In today’s information technology world, a 911 call in the middle of a crime is akin to a cry for help heard by someone nearby. In these circumstances, the someone nearby happens to be the 911 operator. 

Le dédommagement à la victime doit toujours être envisagé lors de la détermination de la peine

Il incombe à la défense de préciser ses demandes de communication de la preuve supplémentaires et cela doit être fait en temps opportun

R. v. Atwell, 2022 NSSC 304 Lien vers la décision [ 8 ]              The Crown has a duty to make disclosure of all relevant information to ...